Accounting Firms And Practitioners Handled Penalty And Civil Compensation Information In The Previous Year
| Criminal punishment situation | |||||||
| serial number | Punishment target | Punishment Decision Number | Punishment Decision Name | Punishment type | Punishment authorities | Reason for punishment | Punishment Date |
| none | |||||||
| Administrative penalty situation | |||||||
| serial number | Punishment target | Punishment Decision Number | Punishment Decision Name | Punishment type | Punishment authorities | Reason for punishment | Punishment Date |
| none | |||||||
| Prohibited access to the securities market | |||||||
| serial number | Target of measures | Measure decision number | Name of measure decision | Implementing agencies for measures | Reasons for implementing measures | Implementation date of measures | |
| none | |||||||
| Administrative processing status | |||||||
| serial number | Processing object | Processing decision number | Processing decision name | Processing Type | Processing agency | Reason for handling | processing date |
| none | |||||||
| Self disciplinary punishment of the Institute of Certified Public Accountants | |||||||
| serial number | Punishment target | Punishment Decision Number | Punishment Decision Name | Punishment type | Disciplinary institutions | Reason for disciplinary action | Punishment Date |
| none | |||||||
| Disciplinary actions taken by the stock exchange | |||||||
| serial number | Subject of disciplinary action | Disciplinary decision number | Disciplinary decision name | Disciplinary action type | Disciplinary organization | Reason for disciplinary action | Disciplinary action date |
| none | |||||||
| Civil compensation situation | |||||||
| serial number | Name of effective judgment | Effective Judgment Number | Undertake civil compensation amount | Judgment authority | Reason for judgment | Judgment date | |
| none | |||||||
Note:
1. The punishment targets include accounting firms and practitioners, and if the targets include practitioners, specific names must be filled in;
2. The types of penalties to be dealt with include criminal penalties, administrative penalties, securities market bans, administrative penalties, self disciplinary sanctions imposed by the Institute of Certified Public Accountants, and disciplinary actions taken by securities exchanges due to professional behavior;
3. Civil compensation is a judgment that has already taken effect;
4. The period for handling penalties and bearing civil compensation is the previous year (January 1st to December 31st);
5. If a practitioner is transferred after being punished, it shall be disclosed by the accounting firm where the practitioner was employed at the time of the punishment.
